Individual License
The following information was retrieved from the Department's database at 4/19/2024 1:43:06 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Individual License Details
- License Number
- BR504137000
- Name
- SWANN, CATHERINE J
- Nickname
- CATHY
- License Status
- Active
- License Type
- Real Estate Broker
- PC/PLLC Name
- CATHERINE J. SWANN, PLLC
- Original Date
- 6/1/2009
- Expiration Date
- 6/30/2025
Current Employer Details
- Employer
- EXP REALTY, LLC (LC634213000)
- Hire Date
- 12/9/2021
- Employment Type
- Designated Broker
- Designated Broker
- SWANN, CATHERINE (BR504137000)
Employment History
| License Number | Legal Name | DBA Name | Employment Type | Hire Date | Sever Date | |
|---|---|---|---|---|---|---|
| View | LC634213000 | EXP REALTY, LLC | EXP REALTY | Designated Broker | 12/9/2021 | |
| View | LC634213000 | EXP REALTY, LLC | EXP REALTY | Associate Broker | 11/26/2021 | 12/9/2021 |
| View | CO631484000 | GOOD OAK REAL ESTATE, INC | GOOD OAK REAL ESTATE | Designated Broker PLC | 2/28/2018 | 11/26/2021 |
| View | CO631484000 | GOOD OAK REAL ESTATE, INC | GOOD OAK REAL ESTATE | Associate Broker | 12/16/2009 | 2/28/2018 |
| View | CO631484001 | GOOD OAK REAL ESTATE, INC | GOOD OAK REAL ESTATE | Associate Broker | 12/9/2009 | 12/16/2009 |
| View | CO631484000 | GOOD OAK REAL ESTATE, INC | GOOD OAK REAL ESTATE | Associate Broker | 6/19/2009 | 12/9/2009 |
| View | CO520202003 | ARC MILLENNIUM, INC. | RMA-ELITE | Associate Broker | 6/2/2009 | 6/18/2009 |
| View | CO520202003 | ARC MILLENNIUM, INC. | RMA-ELITE | Salesperson PLC | 7/17/2008 | 6/1/2009 |
| View | CO520202003 | ARC MILLENNIUM, INC. | RMA-ELITE | Salesperson | 1/18/2008 | 7/17/2008 |
| View | CO520202000 | ARC MILLENNIUM, INC. | RMA-ELITE | Salesperson | 11/7/2007 | 1/18/2008 |
| View | CO584125000 | HK REALTY LTD | ANASAZI HOMES | Salesperson | 5/11/2007 | 11/7/2007 |
| View | CO002146000 | DEKKA INVESTMENTS, INC. | Salesperson | 7/17/1998 | 5/11/2007 | |
| View | CO000316003 | JOHN HALL AND ASSOCIATES, INC. | On File | 4/20/1998 | 7/17/1998 | |
| View | CO001839000 | ARIZONA INSIGHTS RELOCATION CENTER, INC. | On File | 3/3/1997 | 4/20/1998 |
Continuing Education
The courses listed are for the last two renewal periods.
| Course Name | Date Started | Date Completed | |
|---|---|---|---|
| View | CRMS: DISCLOSURE & DUE DILIGENCE | 10/22/2021 | 10/22/2021 |
| View | COLLABORATION WORKS: CONTRACT TRAPS TACTICS | 3/10/2022 | 3/10/2022 |
| View | FAIR HOUSING - WHAT YOU NEED TO KNOW | 4/28/2022 | 4/28/2022 |
| View | BMC#1-STATUTES & RULES | 12/27/2022 | 12/27/2022 |
| View | UNDERSTANDING APPRAISAL IN AN EVOLVING MARKET | 3/29/2023 | 3/29/2023 |
| View | BMC #2 Establishing Broker Policies and Procedures | 4/15/2023 | 4/15/2023 |
| View | BMC#3 SUPERVISION OF REAL ESTATE BROKERAGES | 4/15/2023 | 4/15/2023 |
| View | WHY DOES IT MATTER WHO I REPRESENT | 4/16/2023 | 4/17/2023 |
| View | THE BROKER LUNCH | 7/27/2023 | 7/27/2023 |
| View | 2023 INDUSTRY PARTNERS CONFERENCE | 9/20/2023 | 9/20/2023 |
| View | DIRTY DEEDS ARE NOT DIRT CHEAP | 9/26/2023 | 9/26/2023 |
| View | THE BROKER LUNCH - OCTOBER 26, 2023 | 10/26/2023 | 10/26/2023 |
| View | SO YOU WANT TO BE A BUYER BROKER | 1/23/2024 | 1/23/2024 |
| View | PROCURING CAUSE: SO, YOU WANT TO GET PAID... | 1/31/2024 | 1/31/2024 |
Complaints
There is currently 1 open complaint at the Department. Open complaints represent unproven allegations. Upon investigation many complaints are found to be without merit and dismissed. Open complaints are confidential and no information concerning them is available for release.
Disciplinary Actions
| File Number | Order Type | Order Date | |
|---|---|---|---|
| View | 24F-139 | Consent Order | 3/14/2024 |