Disciplinary Action

The following information was retrieved from the Department's database at 11/23/2024 8:45:59 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
LAUFENBERG, PERRY
Respondent Type
Licensed Individual
License Number
File Number
18F-DI-016
Order Type
Consent Order
Reason
Unlicensed Activity-Out-of State Broker
Order Date
9/5/2017
Dispositions
Civil Penalty
Education
Provisional License - 2 years
Order Document

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