Disciplinary Action
The following information was retrieved from the Department's database at 4/19/2024 10:20:42 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
- Name
- FORE PEAKS SALES GROUP LLC
- Respondent Type
- Licensed Entity
- License Number
- File Number
- 17F-DI-126
- Order Type
- Commissioner's Order
- Reason
- Violation of rules and regulations
- Order Date
- 12/6/2016
- Dispositions
- Cease & Desist
Order Document