Disciplinary Action

The following information was retrieved from the Department's database at 11/21/2024 9:33:45 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
RIVERVIEW INVESTMENT PROPERTIES
Respondent Type
Licensed Entity
License Number
File Number
17F-DI-054
Order Type
Commissioner's Order
Reason
Violation of rules and regulations
Order Date
8/24/2016
Dispositions
Cease & Desist
Order Document

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