Disciplinary Action

The following information was retrieved from the Department's database at 5/1/2024 8:37:36 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.

Name

CALDWELL, THOMAS

Respondent Type

Licensed Individual

License Number

BR513659000

File Number

16F-DI-242

Order Type

Consent Order

Reason

Incomplete Record(s)

Order Date

7/28/2016

Dispositions

Provisional License - 2 years
Trust Accounts - Monthly

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