Disciplinary Action

The following information was retrieved from the Department's database at 12/1/2024 1:15:53 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
DESERT INVESTMENT ADVISORS, LLC
Respondent Type
Licensed Entity
License Number
File Number
15F-DI-115
Order Type
Commissioner's Order
Reason
Violation of rules and regulations
Order Date
4/16/2015
Dispositions
Revocation
Order Document

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