Disciplinary Action
The following information was retrieved from the Department's database at 12/1/2024 1:15:53 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
- Name
- DESERT INVESTMENT ADVISORS, LLC
- Respondent Type
- Licensed Entity
- License Number
- File Number
- 15F-DI-115
- Order Type
- Commissioner's Order
- Reason
- Violation of rules and regulations
- Order Date
- 4/16/2015
- Dispositions
- Revocation
Order Document