Disciplinary Action
The following information was retrieved from the Department's database at 5/1/2024 11:19:53 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
- Name
- CALDWELL, THOMAS
- Respondent Type
- Licensed Individual
- License Number
- File Number
- 14F-DI-120
- Order Type
- Consent Order
- Reason
- Trust Account Irregularities
- Order Date
- 4/2/2014
- Dispositions
-
Bond
Civil Penalty
Education
Other
Provisional License - 2 years
Order Document