Disciplinary Action

The following information was retrieved from the Department's database at 12/4/2024 12:44:46 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
UNROE, TIMOTHY
Respondent Type
Licensed Individual
License Number
File Number
14F-DI-090
Order Type
Consent Order
Reason
Breach of Fiduciary Duty/Failed to Deal Fairly
Order Date
11/6/2013
Dispositions
Civil Penalty
Education
Order Document

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