Disciplinary Action

The following information was retrieved from the Department's database at 11/22/2024 12:10:55 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
THUM II, EDWARD
Respondent Type
Licensed Individual
License Number
File Number
13F-DI-123
Order Type
Consent Order
Reason
Late Disclosure
Order Date
3/15/2013
Dispositions
Civil Penalty
Order Document

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