Disciplinary Action

The following information was retrieved from the Department's database at 11/22/2024 4:42:44 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.

Name

GEGNER, NORBERT

Respondent Type

Licensed Individual

License Number

BR507995000

File Number

13F-DI-126

Order Type

Consent Order

Reason

Breach of Fiduciary Duty/Failed to Deal Fairly

Order Date

1/28/2013

Dispositions

Civil Penalty
Education
Provisional License - 2 years

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