Disciplinary Action

The following information was retrieved from the Department's database at 11/21/2024 10:28:25 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.

Name

TRANSWORLD BUSINESS ADVISORS TUCSON

Respondent Type

Licensed Entity

License Number

CO526562000

File Number

13F-DI-082

Order Type

Consent Order

Reason

Unlawful Sales (Development)

Order Date

11/21/2012

Dispositions

Civil Penalty

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