Disciplinary Action

The following information was retrieved from the Department's database at 11/21/2024 6:33:35 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.

Name

RULEY, JAMES

Respondent Type

Licensed Individual

License Number

BR518559000

File Number

13F-DI-053

Order Type

Consent Order

Reason

Trust Account Irregularities

Order Date

9/20/2012

Dispositions

Civil Penalty
Education
Other
Provisional License - 2 years

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