Disciplinary Action
The following information was retrieved from the Department's database at 5/2/2024 4:20:11 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
- Name
- DESERT MOUNTAIN BROKERS
- Respondent Type
- Licensed Entity
- License Number
- File Number
- 12F-DI-190
- Order Type
- Consent Order
- Reason
- Commingling Money
- Order Date
- 2/10/2012
- Dispositions
-
Bond
Civil Penalty
Education
Provisional License - 2 years
Order Document