Disciplinary Action

The following information was retrieved from the Department's database at 11/22/2024 10:15:45 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
DESERT MOUNTAIN BROKERS
Respondent Type
Licensed Entity
License Number
File Number
12F-DI-190
Order Type
Consent Order
Reason
Commingling Money
Order Date
2/10/2012
Dispositions
Bond
Civil Penalty
Education
Provisional License - 2 years
Order Document

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