Disciplinary Action

The following information was retrieved from the Department's database at 11/22/2024 6:40:38 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.

Name

SELF AND ASSOCIATES

Respondent Type

Licensed Entity

License Number

LC631303000

File Number

12F-DI-196

Order Type

Consent Order

Reason

Commingling Money

Order Date

1/13/2012

Dispositions

Civil Penalty
Education
Other
Provisional License - 2 years

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