Disciplinary Action

The following information was retrieved from the Department's database at 11/23/2024 7:09:39 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.

Name

NARDI, JAMES

Respondent Type

Licensed Individual

License Number

BR523662000

File Number

10F-DI-117

Order Type

Consent Order

Reason

Breach of Fiduciary Duty/Failed to Deal Fairly

Order Date

11/24/2009

Dispositions

Civil Penalty
Education

Only click the Download button once. It can take a few seconds for the system to generate the PDF.