Disciplinary Action

The following information was retrieved from the Department's database at 4/4/2026 10:33:32 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.

Name

Broker A, Test

Respondent Type

Licensed Individual

License Number

BR557975000

File Number

25F-136

Order Type

Consent Order

Reason

Incompetence

Order Date

3/10/2026

Dispositions

Education

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