Disciplinary Action

The following information was retrieved from the Department's database at 2/26/2024 5:00:23 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
BAY, KORY
Respondent Type
Licensed Individual
License Number
File Number
23F-313
Order Type
Commissioner's Order
Reason
Breach of Fiduciary Duty/Failed to Deal Fairly
Order Date
6/28/2023
Dispositions
Revocation
Order Document

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