Disciplinary Action
The following information was retrieved from the Department's database at 12/4/2024 12:08:00 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
- Name
- PAUTZ, FRANK
- Respondent Type
- Licensed Individual
- License Number
- File Number
- 23F-383
- Order Type
- Consent Order
- Reason
- Failure to Protect Client / or Deal fairly
- Order Date
- 6/20/2023
- Dispositions
- Civil Penalty
Order Document