Disciplinary Action

The following information was retrieved from the Department's database at 11/22/2024 1:43:01 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
Name
ROACH, RANDALL
Respondent Type
Licensed Individual
License Number
File Number
23F-048
Order Type
Consent Order
Reason
Failure to Review - Broker
Order Date
8/16/2022
Dispositions
Civil Penalty
Education
Order Document

Only click the Download button once. It can take a few seconds for the system to generate the PDF.