Disciplinary Action
The following information was retrieved from the Department's database at 4/16/2024 4:18:13 AM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
- Name
- ROTHBERG, JOSHUA
- Respondent Type
- Licensed Individual
- License Number
- File Number
- 13F-DI-210
- Order Type
- Commissioner's Order
- Reason
- Trust Account Irregularities
- Order Date
- 3/11/2013
- Dispositions
- Cease & Desist
Order Document