Disciplinary Action
The following information was retrieved from the Department's database at 10/31/2024 5:09:55 PM. The information presented reflects the database records at the time of your inquiry; however, it will not reflect pending updates which are being processed by the Department.
Order Details
- Name
- SANFORD, THOMAS
- Respondent Type
- Licensed Individual
- License Number
- File Number
- 13F-DI-198
- Order Type
- Consent Order
- Reason
- Late Disclosure
- Order Date
- 3/8/2013
- Dispositions
- Civil Penalty
Order Document